Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/25?limit=200&registers=between&mode=atom 2024-11-26T05:50:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06197.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 3101(b) 2020-03-25T00:00:00-07:00 2020-03-25T00:00:00-07:00 2020-06197 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06197.pdf https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06192.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4121(b) 2020-03-25T00:00:00-07:00 2020-03-25T00:00:00-07:00 2020-06192 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06192.pdf https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06191.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt 2020-03-25T00:00:00-07:00 2020-03-25T00:00:00-07:00 2020-06191 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06191.pdf https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06190.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2020-03-25T00:00:00-07:00 2020-03-25T00:00:00-07:00 2020-06190 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06190.pdf https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06189.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) 2020-03-25T00:00:00-07:00 2020-03-25T00:00:00-07:00 2020-06189 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06189.pdf https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06188.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers 2020-03-25T00:00:00-07:00 2020-03-25T00:00:00-07:00 2020-06188 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06188.pdf https://regulations.justia.com/regulations/fedreg/2020/03/25/2020-06187.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to FINRA's Suitability, Non-Cash Compensation and Capital Acquisition Broker (CAB) Rules in Response to Regulation Best Interest 2020-03-25T00:00:00-07:00 2020-03-25T00:00:00-07:00 2020-06187 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-25/pdf/2020-06187.pdf