<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/23?registers=between Tue, 26 Nov 2024 05:32:06 -0800 Tue, 26 Nov 2024 05:32:06 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/23?registers=between Notice - Joint Industry Plan; Notice of Filing of the Twentieth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06024.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06024.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06024 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06024.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06007.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06007.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06007 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06007.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust TCW Securitized Plus ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06006.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06006.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06006 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06006.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change of a Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06005.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06005.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06005 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06005.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06004.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06004.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06004 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06004.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06003.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06003.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06003 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06003.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06002.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06002.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06002 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06002.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06001.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06001.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06001 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06001.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06000.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-06000.html Mon, 23 Mar 2020 00:00:00 -0700 2020-06000 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-06000.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-05999.html https://regulations.justia.com/regulations/fedreg/2020/03/23/2020-05999.html Mon, 23 Mar 2020 00:00:00 -0700 2020-05999 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-23/pdf/2020-05999.pdf