<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/20?registers=between Tue, 26 Nov 2024 04:45:15 -0800 Tue, 26 Nov 2024 04:45:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-06012.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-06012.html Fri, 20 Mar 2020 00:00:00 -0700 2020-06012 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-06012.pdf Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05995.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05995.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05995 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05995.pdf Notice - Order Granting Conditional Exemptive Relief, Pursuant to Section 36 and Rule 608(e) of the Securities Exchange Act of 1934, From Section 6.4(d)(ii)(C) and Appendix D Sections 4.1.6, 6.2, 8.1.1, 8.2, 9.1, 9.2, 9.4, 10.1, and 10.3 of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05935.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05935.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05935 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05935.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 5815 To Preclude Stay During Hearing Panel Review of Staff Delisting Determinations in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05850.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05850.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05850 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05850.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05849.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05849.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05849 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05849.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amendments to Complex Orders https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05843.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05843.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05843 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05843.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05842.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05842.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05842 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05842.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fingerprint-Based Background Checks https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05840.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05840.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05840 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05840.pdf Notice - AIP Private Equity Opportunities Fund I A LP, et al. https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05828.html https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05828.html Fri, 20 Mar 2020 00:00:00 -0700 2020-05828 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05828.pdf