Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/20?limit=200&registers=between&mode=atom 2024-11-26T04:45:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-06012.html Notice - Sunshine Act Meetings 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-06012 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-06012.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05995.html Notice - Sunshine Act Meeting; Cancellation 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05995 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05995.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05935.html Notice - Order Granting Conditional Exemptive Relief, Pursuant to Section 36 and Rule 608(e) of the Securities Exchange Act of 1934, From Section 6.4(d)(ii)(C) and Appendix D Sections 4.1.6, 6.2, 8.1.1, 8.2, 9.1, 9.2, 9.4, 10.1, and 10.3 of the National Market System Plan Governing the Consolidated Audit Trail 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05935 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05935.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05850.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 5815 To Preclude Stay During Hearing Panel Review of Staff Delisting Determinations in Certain Circumstances 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05850 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05850.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05849.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05849 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05849.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05843.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amendments to Complex Orders 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05843 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05843.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05842.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05842 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05842.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05840.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fingerprint-Based Background Checks 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05840 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05840.pdf https://regulations.justia.com/regulations/fedreg/2020/03/20/2020-05828.html Notice - AIP Private Equity Opportunities Fund I A LP, et al. 2020-03-20T00:00:00-07:00 2020-03-20T00:00:00-07:00 2020-05828 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-20/pdf/2020-05828.pdf