<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/17?registers=between Tue, 26 Nov 2024 04:41:26 -0800 Tue, 26 Nov 2024 04:41:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/17?registers=between Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and Long-Term Stock Exchange, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05479.html https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05479.html Tue, 17 Mar 2020 00:00:00 -0700 2020-05479 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05479.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05377.html https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05377.html Tue, 17 Mar 2020 00:00:00 -0700 2020-05377 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05377.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Rules To Add New Rule 7.19 (Pre-Trade Risk Controls) https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05373.html https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05373.html Tue, 17 Mar 2020 00:00:00 -0700 2020-05373 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05373.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Add New Rule 46B To Permit the Appointment of Regulatory Trading Officials and Amend Rules 47 and 75 https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05372.html https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05372.html Tue, 17 Mar 2020 00:00:00 -0700 2020-05372 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05372.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 4121(b) https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05371.html https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05371.html Tue, 17 Mar 2020 00:00:00 -0700 2020-05371 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05371.pdf