Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/16?limit=200&registers=between&mode=atom 2024-11-26T05:29:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05502.html Notice - Sunshine Act Meetings 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05502 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05502.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05245.html Notice - Guinness Atkinson Funds and Guinness Atkinson Asset Management, Inc.; Notice of Application 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05245 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05245.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05243.html Notice - Reopening of Comment Period for Notice of Proposed Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a New National Market System Plan Regarding Consolidated Equity Market Data 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05243 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05243.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05241.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Clearing Member Transaction Fees for Certain Equity Derivatives Contracts, Specifically the Fee Caps for the Block Only Standard and Flexible Single Stock Futures and Options (“the Contracts”) 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05241 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05241.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05240.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Amend Section V., Eligible Orders Routed to an Away Exchange 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05240 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05240.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05239.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fee Schedule 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05239 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05239.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05238.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Consolidated Audit Trail Compliance Rule 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05238 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05238.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05237.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under BZX Rule 14.11(k) 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05237 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05237.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05236.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds (“ETFs”) and Indexes 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05236 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05236.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05235.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05235 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05235.pdf https://regulations.justia.com/regulations/fedreg/2020/03/16/2020-05234.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Related to the Complex Order Auction 2020-03-16T00:00:00-07:00 2020-03-16T00:00:00-07:00 2020-05234 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-16/pdf/2020-05234.pdf