Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/09?limit=200&registers=between&mode=atom 2024-11-26T05:51:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04863.html Notice - Sunshine Act Meetings 2020-03-09T00:00:00-07:00 2020-03-09T00:00:00-07:00 2020-04863 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04863.pdf https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04771.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan 2020-03-09T00:00:00-07:00 2020-03-09T00:00:00-07:00 2020-04771 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04771.pdf https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04763.html Notice - Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder 2020-03-09T00:00:00-07:00 2020-03-09T00:00:00-07:00 2020-04763 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04763.pdf https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04678.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include the Long-Term Stock Exchange, Inc. (LTSE) in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine LTSE's Top of Book Quotation 2020-03-09T00:00:00-07:00 2020-03-09T00:00:00-07:00 2020-04678 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04678.pdf https://regulations.justia.com/regulations/fedreg/2020/03/09/2020-04677.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt a Delta-Adjusted at Close (DAC) Order Instruction That a User May Apply to an Order When Entering it Into the System for Execution in an Electronic or Open Outcry Auction 2020-03-09T00:00:00-07:00 2020-03-09T00:00:00-07:00 2020-04677 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-09/pdf/2020-04677.pdf