Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/03?limit=200&registers=between&mode=atom 2024-05-23T20:24:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04433.html Notice - Sunshine Act Meetings 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04433 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04433.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04352.html Notice - Submission for OMB Review; Comment Request 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04352 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04352.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04351.html Notice - Proposed Collection; Comment Request 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04351 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04351.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04350.html Notice - Submission for OMB Review; Comment Request 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04350 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04350.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04349.html Notice - Submission for OMB Review; Comment Request 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04349 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04349.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04348.html Notice - Proposed Collection; Comment Request 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04348 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04348.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04294.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To List and Trade Shares of the United States Bitcoin and Treasury Investment Trust Under NYSE Arca Rule 8.201-E 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04294 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04294.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04292.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7 Related to Order Types and Times-in-Force Provisions 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04292 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04292.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04291.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3, Titled Regular Order Fees and Rebates 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04291 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04291.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04290.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04290 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04290.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04289.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7 Related to Order Types and Times-in-Force Provisions 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04289 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04289.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04288.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Rules at Options 3, Section 7 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04288 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04288.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04287.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7 Related to Order Types and Times-in-Force Provisions 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04287 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04287.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04286.html Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of Proposed Rule Change Relating To Exchange Jurisdiction 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04286 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04286.pdf https://regulations.justia.com/regulations/fedreg/2020/03/03/2020-04285.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Franklin Liberty International Aggregate Bond Fund To Hold Certain Instruments in a Manner That May Not Comply With the Generic Listing Requirements of Rule 14.11(i) 2020-03-03T00:00:00-08:00 2020-03-03T00:00:00-08:00 2020-04285 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-03/pdf/2020-04285.pdf