Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02?limit=200&registers=between&min-day=1&max-day=29&mode=atom 2024-05-22T21:07:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04075.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program) 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-04075 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04075.pdf https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04074.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program) 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-04074 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04074.pdf https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04073.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PSX Rule 3506 (Anti-Money Laundering Compliance Program) and Options 9, Section 21 (Anti-Money Laundering Compliance Program) 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-04073 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04073.pdf https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04072.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program) 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-04072 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04072.pdf https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04071.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Conforming Changes to Rule 9217 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-04071 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04071.pdf https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02707.html Proposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-02707 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02707.pdf https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02313.html Proposed Rule - Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-02313 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02313.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03997.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Calculation of the Family-Issued Securities Charge 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03997 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03997.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03996.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Amend the Mortgage-Backed Securities Division Stress Testing Methodology 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03996 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03996.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03921.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Providing Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.13 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03921 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03921.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03920.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Eliminate the Requirement That the Intraday Indicative Value Be Disseminated as Set Forth Under Rule 14.11(c) for Certain Series of Index Fund Shares and Under Rule 14.11(i) for All Series of Managed Fund Shares 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03920 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03920.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03919.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Solicitation Auction Mechanism (SAM) Fees, Qualified Contingent Cross (QCC) Order Rebates, and Automated Improvement Mechanism (AIM) Fees 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03919 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03919.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03918.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03918 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03918.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03915.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Disapproving Proposed Rule Change To Introduce a Liquidity Provider Protection Delay Mechanism on EDGA 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03915 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03915.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03914.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-03914 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03914.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03922.html Notice - Sunshine Act Meetings 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03922 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03922.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03775.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses, on an Accelerated Basis 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03775 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03775.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03774.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03774 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03774.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03772.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03772 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03772.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03771.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03771 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03771.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03770.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, to List and Trade Shares of the ClearBridge Focus Value ETF Under BZX Rule 14.11(k) 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03770 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03770.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03769.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Annual Membership Fee 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03769 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03769.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03739.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and Long-Term Stock Exchange, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03739 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03739.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03676.html Notice - Prospect Capital Management L.P., et al. 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03676 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03676.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03647.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03647 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03647.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03646.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03646 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03646.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03645.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03645 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03645.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03644.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03644 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03644.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03643.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03643 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03643.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03642.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03642 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03642.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03641.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03641 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03641.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03640.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Provisions of Its Limited Liability Company Agreement and Bylaws To Accommodate the Exchange's Regulation of Multiple Facilities 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03640 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03640.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03638.html Notice - ETF Managers Trust and ETF Managers Group LLC 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03638 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03638.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-02296.html Rule - Commission Guidance on Management's Discussion and Analysis of Financial Condition and Results of Operations 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-02296 Rule https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-02296.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03677.html Notice - Sunshine Act Meetings 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03677 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03677.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03546.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03546 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03546.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03535.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange Price List Related to Co-location Services 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03535 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03535.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03534.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03534 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03534.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03532.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Flexible Exchange Options (“FLEX Options”) With a Contract Multiplier of One (“FLEX Micro Options”) 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03532 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03532.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03531.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03531 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03531.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03530.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location Services 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03530 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03530.pdf https://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03529.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees and Rebates Related to Co-Location Services 2020-02-24T00:00:00-08:00 2020-02-24T00:00:00-08:00 2020-03529 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03529.pdf https://regulations.justia.com/regulations/fedreg/2020/02/21/2020-03549.html Notice - Sunshine Act Meetings 2020-02-21T00:00:00-08:00 2020-02-21T00:00:00-08:00 2020-03549 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-21/pdf/2020-03549.pdf https://regulations.justia.com/regulations/fedreg/2020/02/21/2020-03509.html Notice - Submission for OMB Review; Comment Request 2020-02-21T00:00:00-08:00 2020-02-21T00:00:00-08:00 2020-03509 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-21/pdf/2020-03509.pdf https://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03419.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-02-20T00:00:00-08:00 2020-02-20T00:00:00-08:00 2020-03419 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03419.pdf https://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03418.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-02-20T00:00:00-08:00 2020-02-20T00:00:00-08:00 2020-03418 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03418.pdf https://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03417.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-02-20T00:00:00-08:00 2020-02-20T00:00:00-08:00 2020-03417 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03417.pdf https://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03416.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2020-02-20T00:00:00-08:00 2020-02-20T00:00:00-08:00 2020-03416 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03416.pdf https://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03415.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule in Options 7 at Section 3 2020-02-20T00:00:00-08:00 2020-02-20T00:00:00-08:00 2020-03415 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03415.pdf https://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03414.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Order Types and Times-in-Force Provisions 2020-02-20T00:00:00-08:00 2020-02-20T00:00:00-08:00 2020-03414 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03414.pdf