Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02?limit=200®isters=between&min-day=1&max-day=29&mode=atom2024-05-22T21:07:22-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04075.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)2020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-04075Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04075.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04074.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)2020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-04074Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04074.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04073.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PSX Rule 3506 (Anti-Money Laundering Compliance Program) and Options 9, Section 21 (Anti-Money Laundering Compliance Program)2020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-04073Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04073.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04072.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)2020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-04072Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04072.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-04071.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Conforming Changes to Rule 92172020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-04071Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-04071.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02707.htmlProposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds2020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-02707Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02707.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02313.htmlProposed Rule - Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information2020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-02313Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02313.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03997.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Calculation of the Family-Issued Securities Charge2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03997Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03997.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03996.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Amend the Mortgage-Backed Securities Division Stress Testing Methodology2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03996Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03996.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03921.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Providing Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.132020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03921Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03921.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03920.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Eliminate the Requirement That the Intraday Indicative Value Be Disseminated as Set Forth Under Rule 14.11(c) for Certain Series of Index Fund Shares and Under Rule 14.11(i) for All Series of Managed Fund Shares2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03920Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03920.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03919.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Solicitation Auction Mechanism (SAM) Fees, Qualified Contingent Cross (QCC) Order Rebates, and Automated Improvement Mechanism (AIM) Fees2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03919Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03919.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03918.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03918Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03918.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03915.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Disapproving Proposed Rule Change To Introduce a Liquidity Provider Protection Delay Mechanism on EDGA2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03915Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03915.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03914.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03914Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03914.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03922.htmlNotice - Sunshine Act Meetings2020-02-26T00:00:00-08:002020-02-26T00:00:00-08:002020-03922Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03922.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03775.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses, on an Accelerated Basis2020-02-26T00:00:00-08:002020-02-26T00:00:00-08:002020-03775Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03775.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03774.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E2020-02-26T00:00:00-08:002020-02-26T00:00:00-08:002020-03774Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03774.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03772.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information2020-02-26T00:00:00-08:002020-02-26T00:00:00-08:002020-03772Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03772.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03771.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive2020-02-26T00:00:00-08:002020-02-26T00:00:00-08:002020-03771Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03771.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03770.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, to List and Trade Shares of the ClearBridge Focus Value ETF Under BZX Rule 14.11(k)2020-02-26T00:00:00-08:002020-02-26T00:00:00-08:002020-03770Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03770.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03769.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Annual Membership Fee2020-02-26T00:00:00-08:002020-02-26T00:00:00-08:002020-03769Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03769.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03739.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and Long-Term Stock Exchange, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03739Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03739.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03676.htmlNotice - Prospect Capital Management L.P., et al.2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03676Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03676.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03647.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03647Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03647.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03646.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03646Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03646.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03645.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03645Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03645.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03644.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03644Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03644.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03643.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03643Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03643.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03642.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03642Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03642.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03641.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03641Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03641.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03640.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Provisions of Its Limited Liability Company Agreement and Bylaws To Accommodate the Exchange's Regulation of Multiple Facilities2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03640Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03640.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03638.htmlNotice - ETF Managers Trust and ETF Managers Group LLC2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-03638Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03638.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/25/2020-02296.htmlRule - Commission Guidance on Management's Discussion and Analysis of Financial Condition and Results of Operations2020-02-25T00:00:00-08:002020-02-25T00:00:00-08:002020-02296Rulehttps://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-02296.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03677.htmlNotice - Sunshine Act Meetings2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03677Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03677.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03546.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03546Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03546.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03535.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange Price List Related to Co-location Services2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03535Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03535.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03534.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03534Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03534.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03532.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Flexible Exchange Options (“FLEX Options”) With a Contract Multiplier of One (“FLEX Micro Options”)2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03532Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03532.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03531.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03531Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03531.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03530.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location Services2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03530Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03530.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/24/2020-03529.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees and Rebates Related to Co-Location Services2020-02-24T00:00:00-08:002020-02-24T00:00:00-08:002020-03529Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-24/pdf/2020-03529.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/21/2020-03549.htmlNotice - Sunshine Act Meetings2020-02-21T00:00:00-08:002020-02-21T00:00:00-08:002020-03549Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-21/pdf/2020-03549.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/21/2020-03509.htmlNotice - Submission for OMB Review; Comment Request2020-02-21T00:00:00-08:002020-02-21T00:00:00-08:002020-03509Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-21/pdf/2020-03509.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03419.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2020-02-20T00:00:00-08:002020-02-20T00:00:00-08:002020-03419Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03419.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03418.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2020-02-20T00:00:00-08:002020-02-20T00:00:00-08:002020-03418Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03418.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03417.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2020-02-20T00:00:00-08:002020-02-20T00:00:00-08:002020-03417Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03417.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03416.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2020-02-20T00:00:00-08:002020-02-20T00:00:00-08:002020-03416Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03416.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03415.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule in Options 7 at Section 32020-02-20T00:00:00-08:002020-02-20T00:00:00-08:002020-03415Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03415.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/20/2020-03414.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Order Types and Times-in-Force Provisions2020-02-20T00:00:00-08:002020-02-20T00:00:00-08:002020-03414Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-20/pdf/2020-03414.pdf