Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02/27?limit=200®isters=between&mode=atom2024-11-21T18:27:15-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03997.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Calculation of the Family-Issued Securities Charge2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03997Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03997.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03996.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Amend the Mortgage-Backed Securities Division Stress Testing Methodology2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03996Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03996.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03921.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Providing Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.132020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03921Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03921.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03920.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Eliminate the Requirement That the Intraday Indicative Value Be Disseminated as Set Forth Under Rule 14.11(c) for Certain Series of Index Fund Shares and Under Rule 14.11(i) for All Series of Managed Fund Shares2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03920Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03920.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03919.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Solicitation Auction Mechanism (SAM) Fees, Qualified Contingent Cross (QCC) Order Rebates, and Automated Improvement Mechanism (AIM) Fees2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03919Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03919.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03918.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03918Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03918.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03915.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Disapproving Proposed Rule Change To Introduce a Liquidity Provider Protection Delay Mechanism on EDGA2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03915Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03915.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-03914.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated With the Sponsoring Member/Sponsored Member Service2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-03914Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-03914.pdf