<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02/26?registers=between Thu, 28 Nov 2024 15:02:51 -0800 Thu, 28 Nov 2024 15:02:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02/26?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03922.html https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03922.html Wed, 26 Feb 2020 00:00:00 -0800 2020-03922 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03922.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses, on an Accelerated Basis https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03775.html https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03775.html Wed, 26 Feb 2020 00:00:00 -0800 2020-03775 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03775.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03774.html https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03774.html Wed, 26 Feb 2020 00:00:00 -0800 2020-03774 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03774.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03772.html https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03772.html Wed, 26 Feb 2020 00:00:00 -0800 2020-03772 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03772.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03771.html https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03771.html Wed, 26 Feb 2020 00:00:00 -0800 2020-03771 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03771.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, to List and Trade Shares of the ClearBridge Focus Value ETF Under BZX Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03770.html https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03770.html Wed, 26 Feb 2020 00:00:00 -0800 2020-03770 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03770.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Annual Membership Fee https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03769.html https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03769.html Wed, 26 Feb 2020 00:00:00 -0800 2020-03769 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03769.pdf