Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02/26?limit=200&registers=between&mode=atom 2024-11-28T15:17:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03922.html Notice - Sunshine Act Meetings 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03922 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03922.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03775.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses, on an Accelerated Basis 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03775 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03775.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03774.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03774 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03774.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03772.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03772 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03772.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03771.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03771 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03771.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03770.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, to List and Trade Shares of the ClearBridge Focus Value ETF Under BZX Rule 14.11(k) 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03770 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03770.pdf https://regulations.justia.com/regulations/fedreg/2020/02/26/2020-03769.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Annual Membership Fee 2020-02-26T00:00:00-08:00 2020-02-26T00:00:00-08:00 2020-03769 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-26/pdf/2020-03769.pdf