Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02/25?limit=200&registers=between&mode=atom 2024-11-23T21:32:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03739.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and Long-Term Stock Exchange, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03739 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03739.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03676.html Notice - Prospect Capital Management L.P., et al. 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03676 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03676.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03647.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03647 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03647.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03646.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03646 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03646.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03645.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03645 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03645.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03644.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03644 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03644.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03643.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03643 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03643.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03642.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03642 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03642.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03641.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03641 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03641.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03640.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Provisions of Its Limited Liability Company Agreement and Bylaws To Accommodate the Exchange's Regulation of Multiple Facilities 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03640 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03640.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-03638.html Notice - ETF Managers Trust and ETF Managers Group LLC 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-03638 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-03638.pdf https://regulations.justia.com/regulations/fedreg/2020/02/25/2020-02296.html Rule - Commission Guidance on Management's Discussion and Analysis of Financial Condition and Results of Operations 2020-02-25T00:00:00-08:00 2020-02-25T00:00:00-08:00 2020-02296 Rule https://www.govinfo.gov/content/pkg/FR-2020-02-25/pdf/2020-02296.pdf