Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02/18?limit=200&registers=between&mode=atom 2024-11-27T14:26:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03101.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Listing Rule and Other Amendments 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03101 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03101.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03100.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Listing Rule and Other Amendments 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03100 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03100.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03099.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03099 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03099.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03098.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03098 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03098.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03097.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03097 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03097.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03096.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03096 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03096.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03095.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03095 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03095.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03094.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03094 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03094.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03093.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule in Connection With Migration 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03093 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03093.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03092.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Enhance the Calculation of the Family-Issued Securities Charge 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03092 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03092.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03091.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03091 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03091.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03090.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BYX Fee Schedule To Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03090 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03090.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03089.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03089 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03089.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03088.html Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Quoting Functionality 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03088 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03088.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03087.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Transition the Application Used for Participant Access to the Imaging Function Relating to Deposited Certificates From a Non-Web-Based Application to a Web-Based Application 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03087 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03087.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03055.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03055 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03055.pdf