Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/02/04?limit=200&registers=between&mode=atom 2025-02-25T06:55:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/02/04/2020-02052.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE's Rules To Add New Rule 7.19 (Pre-Trade Risk Controls) 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2020-02052 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2020-02052.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2020-02051.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rules 4120 and 4753 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2020-02051 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2020-02051.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2020-02050.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date for Eliminating Computer-to-Computer Interface as a Technological Option for TRACE Reporting 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2020-02050 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2020-02050.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2020-02049.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Opening Process To Allow for an Opening Auction, Similar to that Available on Cboe Exchange, Inc. (“Cboe Options”) and Cboe EDGX Exchange, Inc. (“EDGX Options”), and Make Other Conforming Changes to Rules 16.1 and 21.17 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2020-02049 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2020-02049.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2020-02048.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Exemption to Certain Governance Requirements for Series of Managed Portfolio Shares Listed on the Exchange Pursuant to Rule 14.11(k) 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2020-02048 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2020-02048.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2020-02032.html Notice - FS Energy and Power Fund and FS/EIG Advisor, LLC 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2020-02032 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2020-02032.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2019-27762.html Rule - Risk Mitigation Techniques for Uncleared Security-Based Swaps 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2019-27762 Rule https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2019-27762.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2019-27761.html Notice - Order Designating Certain Jurisdictions as “Listed Jurisdictions” for Purposes of Applying the Security-Based Swap Dealer De Minimis Exception of Rule 3a71-3(d) Under the Exchange Act to Certain Cross-Border Security-Based Swap Transactions 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2019-27761 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2019-27761.pdf https://regulations.justia.com/regulations/fedreg/2020/02/04/2019-27760.html Rule - Cross-Border Application of Certain Security-Based Swap Requirements 2020-02-04T00:00:00-08:00 2020-02-04T00:00:00-08:00 2019-27760 Rule https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2019-27760.pdf