<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/01/03?registers=between Tue, 26 Nov 2024 08:37:24 -0800 Tue, 26 Nov 2024 08:37:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/01/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28540.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28540.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28540 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28540.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28480.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28480.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28480 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28480.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.602-E To Permit the Listing and Trading of Actively Managed Solution Shares and To List and Trade Two Series of Actively Managed Solution Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.602-E https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28415.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28415.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28415 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28415.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's All-Inclusive Annual Listing Fees for Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28414.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28414.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28414 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28414.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.602-E To Permit the Listing and Trading of Actively Managed Solution Shares and To List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.602-E https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28413.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28413.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28413 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28413.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28412.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28412.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28412 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28412.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.601-E To Permit the Listing and Trading of Managed Portfolio Securities and To List and Trade Four Series of Managed Portfolio Securities Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28411.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28411.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28411 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28411.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Shares of the ARK Genomic Revolution ETF and ARK Autonomous Technology and Robotics ETF Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28362.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28362.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28362 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28362.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .01 of Rule 2.4 To Allow the Exchange To Provide Annual Notification to Individual Members That Are Subject to Paragraph (b) of Rule 2.4 https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28361.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28361.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28361 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28361.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28360.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28360.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28360 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28360.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28349.html https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28349.html Fri, 03 Jan 2020 00:00:00 -0800 2019-28349 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28349.pdf