Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/01/03?limit=200&registers=between&mode=atom 2024-11-26T08:43:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28540.html Notice - Sunshine Act Meetings 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28540 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28540.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28480.html Notice - Sunshine Act Meetings 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28480 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28480.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28415.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.602-E To Permit the Listing and Trading of Actively Managed Solution Shares and To List and Trade Two Series of Actively Managed Solution Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.602-E 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28415 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28415.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28414.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's All-Inclusive Annual Listing Fees for Exchange Traded Products 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28414 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28414.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28413.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.602-E To Permit the Listing and Trading of Actively Managed Solution Shares and To List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.602-E 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28413 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28413.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28412.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28412 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28412.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28411.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.601-E To Permit the Listing and Trading of Managed Portfolio Securities and To List and Trade Four Series of Managed Portfolio Securities Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28411 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28411.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28362.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Shares of the ARK Genomic Revolution ETF and ARK Autonomous Technology and Robotics ETF Under Rule 14.11(i), Managed Fund Shares 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28362 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28362.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28361.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .01 of Rule 2.4 To Allow the Exchange To Provide Annual Notification to Individual Members That Are Subject to Paragraph (b) of Rule 2.4 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28361 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28361.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28360.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28360 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28360.pdf https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28349.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2020-01-03T00:00:00-08:00 2020-01-03T00:00:00-08:00 2019-28349 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28349.pdf