<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/12/27?registers=between Sun, 24 Nov 2024 06:27:25 -0800 Sun, 24 Nov 2024 06:27:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/12/27?registers=between Notice - Allianz Life Insurance Company of North America, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27917.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27917.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27917 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27917.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform (“Silexx” or the “Platform”) Fees Schedule https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27875.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27875.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27875 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27875.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27874.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27874.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27874 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27874.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.10 To Remove the Attestation Filing Requirements in Connection With Trading Permit Holders' Policy and Procedures Regarding the Misuse of Material, Nonpublic Information https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27873.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27873.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27873 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27873.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Default Auction Procedures-Initial Default Auctions and the ICC Secondary Auction Procedures https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27872.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27872.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27872 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27872.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Fees for NYSE BBO and NYSE Trades https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27871.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27871.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27871 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27871.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Fees for NYSE American BBO and NYSE American Trades https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27870.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27870.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27870 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27870.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27863.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27863.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27863 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27863.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27853.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27853.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27853 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27853.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27852.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-27852.html Fri, 27 Dec 2019 00:00:00 -0800 2019-27852 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-27852.pdf Proposed Rule - Filing Fee Disclosure and Payment Methods Modernization https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-23594.html https://regulations.justia.com/regulations/fedreg/2019/12/27/2019-23594.html Fri, 27 Dec 2019 00:00:00 -0800 2019-23594 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-27/pdf/2019-23594.pdf