Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/12/17?limit=200&registers=between&mode=atom 2024-11-24T06:41:54-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27092.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Rule Change Relating to the Updated 2018 Version of the Recovery Plan 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-27092 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27092.pdf https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27089.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Clearbridge Focus Value ETF Under Currently Proposed Rule 14.11(k) 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-27089 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27089.pdf https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27087.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-27087 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27087.pdf https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27082.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19 (Pre-Trade Risk Controls) 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-27082 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27082.pdf https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27081.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-27081 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27081.pdf https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27080.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 5815 To Preclude Stay During Hearing Panel Review of Staff Delisting Determinations in Certain Circumstances 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-27080 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27080.pdf https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-26816.html Notice - Joint Industry Plan; Notice of Filing of Amendment No. 5 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Adopt a Penny Interval Program 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-26816 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-26816.pdf