Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/12/16?limit=200&registers=between&mode=atom 2024-11-21T17:40:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-27111.html Notice - Sunshine Act Meetings 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-27111 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-27111.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26992.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 6.11 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26992 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26992.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26991.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26991 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26991.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26990.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26990 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26990.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26989.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26989 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26989.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26988.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26988 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26988.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26987.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Remove the QOO Order Rebate Cap 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26987 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26987.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26986.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 21.7 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26986 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26986.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26985.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26985 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26985.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26983.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 5.31 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-26983 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26983.pdf https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-20678.html Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers 2019-12-16T00:00:00-08:00 2019-12-16T00:00:00-08:00 2019-20678 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-20678.pdf