Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/12/02?limit=200&registers=between&mode=atom 2024-04-26T08:50:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26169.html Notice - Sunshine Act Meetings 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-26169 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-26169.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26168.html Notice - Sunshine Act Meetings 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-26168 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-26168.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26008.html Notice - SEC Small Business Capital Formation Advisory Committee; Meeting 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-26008 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-26008.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25999.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25999 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25999.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25971.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend its Options Regulatory Fee 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25971 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25971.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25970.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25970 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25970.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25969.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE American LLC 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25969 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25969.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25968.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25968 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25968.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25967.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Options Regulatory Fee 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25967 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25967.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25966.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New NYSE Chicago Rule 11.5190 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25966 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25966.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25965.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE American LLC 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25965 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25965.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25963.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New NYSE National Rule 11.5190 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25963 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25963.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25962.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend its Options Regulatory Fee 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25962 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25962.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25961.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 7600 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25961 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25961.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25960.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25960 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25960.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25959.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O To Extend the Penny Pilot 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25959 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25959.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25958.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25958 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25958.pdf https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25957.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program 2019-12-02T00:00:00-08:00 2019-12-02T00:00:00-08:00 2019-25957 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25957.pdf