<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/11/21?registers=between Sun, 05 May 2024 15:24:16 -0700 Sun, 05 May 2024 15:24:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/11/21?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Proprietary Market Data Fee Schedule Regarding the NYSE Best Quote and Trades Market Data Feed https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25216.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25216.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25216 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25216.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25215.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25215.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25215 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25215.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Offer New Credits and Rebates https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25214.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25214.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25214 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25214.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Revise the Step Up Tier 2 Adding Credit in Tape A Securities https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25212.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25212.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25212 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25212.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25211.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25211.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25211 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25211.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Annual Listing Fees for Equity Securities https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25210.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25210.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25210 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25210.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.37E Regarding the Exchange's Use of Data Feeds From NYSE Chicago, Inc. and Amend Exchange Rule 7.45E To Reflect That Archipelago Securities LLC Would Function as a Routing Broker for NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25209.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25209.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25209 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25209.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of the Final Last Sale Eligible Trade https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25208.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25208.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25208 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25208.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 1.1E and 7.29E To Eliminate the Delay Mechanism and Amend Exchange Rule 7.31E and Related Exchange Rules To Re-Introduce Previously-Approved Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25207.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25207.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25207 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25207.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25206.html https://regulations.justia.com/regulations/fedreg/2019/11/21/2019-25206.html Thu, 21 Nov 2019 00:00:00 -0800 2019-25206 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-21/pdf/2019-25206.pdf