Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/11/19?limit=200&registers=between&mode=atom 2024-11-21T14:17:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25009.html Notice - Submission for OMB Review; Comment Request 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25009 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25009.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25007.html Notice - Submission for OMB Review; Comment Request 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25007 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25007.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25006.html Notice - Submission for OMB Review; Comment Request 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25006 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25006.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25005.html Notice - Submission for OMB Review; Comment Request 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25005 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25005.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25004.html Notice - Submission for OMB Review; Comment Request 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25004 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25004.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25002.html Notice - Submission for OMB Review; Comment Request 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25002 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25002.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25001.html Notice - Submission for OMB Review; Comment Request 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25001 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25001.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24982.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E To Delete Cross Orders 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24982 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24982.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24981.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BZX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, TRIM, or SLIM Routing Strategy 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24981 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24981.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24980.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Amendments to CDSClear Reference Guide To Allow Index Basis Packages Margining 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24980 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24980.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24979.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) PM Exercise Settlement Pilot Program for FLEX Index Options 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24979 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24979.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24978.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Rule Text From Phlx Rule 1101A 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24978 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24978.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24977.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Redemptions Guide Relating to the Call Lottery Process for Partial Redemptions 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24977 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24977.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24976.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24976 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24976.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24975.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to the EDGX Equities Trading Platform as It Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, ROUC, ROUE, or DIRC Routing Strategy 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24975 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24975.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24974.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E To Delete Cross Orders 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24974 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24974.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24973.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Innovator PTAM Core Bond ETF Under NYSE Arca Rule 8.600-E 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24973 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24973.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24972.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 to Delete Cross Orders 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24972 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24972.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24968.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 21.17 as it Applies To Stop Limit Orders 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24968 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24968.pdf