Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/11/07?limit=200&registers=between&mode=atom 2024-11-21T13:57:25-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24376.html Notice - Sunshine Act Meetings 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24376 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24376.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24357.html Notice - Sunshine Act Meetings 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24357 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24357.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24314.html Notice - SEC Small Business Capital Formation Advisory Committee 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24314 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24314.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24257.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4120 and 4753 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24257 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24257.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24256.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Allow Certain Flexible Exchange Equity Options To Be Cash Settled 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24256 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24256.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24255.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24255 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24255.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24254.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24254 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24254.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24253.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24253 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24253.pdf https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24252.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 2019-11-07T00:00:00-08:00 2019-11-07T00:00:00-08:00 2019-24252 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24252.pdf