Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/10/29?limit=200&registers=between&mode=atom 2024-04-19T04:53:58-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23607.html Notice - Investor Advisory Committee Meeting 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23607 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23607.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23602.html Notice - Submission for OMB Review; Comment Request 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23602 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23602.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23601.html Notice - Submission for OMB Review; Comment Request 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23601 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23601.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23600.html Notice - Submission for OMB Review; Comment Request 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23600 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23600.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23599.html Notice - Submission for OMB Review; Comment Request 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23599 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23599.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23598.html Notice - Submission for OMB Review; Comment Request 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23598 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23598.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23597.html Notice - Proposed Collection; Comment Request 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23597 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23597.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23596.html Notice - Submission for OMB Review; Comment Request 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23596 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23596.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23554.html Notice - MassMutual Select Funds, et al. 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23554 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23554.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23552.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of a Proposed Rule Change Relating to the Updated 2018 Version of the Recovery Plan 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23552 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23552.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23551.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23551 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23551.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23550.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23550 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23550.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23549.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange Under NYSE Arca Rule 8.600-E 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23549 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23549.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23548.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 4121 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23548 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23548.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23547.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Maker Plus Program 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23547 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23547.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23546.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23546 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23546.pdf