Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/10/17?limit=200&registers=between&mode=atom 2024-11-24T11:07:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22702.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22702 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22702.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22701.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22701 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22701.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22700.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22700 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22700.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22698.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Institute a Derived Data API Service 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22698 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22698.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22697.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22697 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22697.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22600.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under Currently Proposed Rule 14.11(k) 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22600 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22600.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22599.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22599 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22599.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22598.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22598 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22598.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22597.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22597 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22597.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22596.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Shares Under NYSE Arca Rule 8.600-E of the Overlay Shares Large Cap Equity ETF, Overlay Shares Small Cap Equity ETF, Overlay Shares Foreign Equity ETF, Overlay Shares Core Bond ETF and Overlay Shares Municipal Bond ETF 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22596 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22596.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22595.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22595 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22595.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22594.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Pricing Schedule at Options 7, Section 2 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22594 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22594.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22593.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22593 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22593.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22592.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Appointment Weight Table in Rule 5.50 in the Shell Structure for the Exchange's Rulebook 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22592 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22592.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22591.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Name of a Reporting Authority for Certain Indexes on Which the Exchange May List Options 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22591 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22591.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22590.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Move the Rules in Chapter V of the Currently Effective Rulebook to Proposed Section A of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22590 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22590.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22589.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Equity 7, Section 118(a) 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22589 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22589.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22588.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rules at Chapter VI, Section 6 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22588 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22588.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22580.html Notice - Submission for OMB Review; Comment Request 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22580 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22580.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22579.html Notice - Submission for OMB Review; Comment Request 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22579 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22579.pdf https://regulations.justia.com/regulations/fedreg/2019/10/17/2019-22578.html Notice - Proposed Collection; Comment Request 2019-10-17T00:00:00-07:00 2019-10-17T00:00:00-07:00 2019-22578 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-17/pdf/2019-22578.pdf