<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/10/03?registers=between Sun, 24 Nov 2024 08:04:11 -0800 Sun, 24 Nov 2024 08:04:11 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/10/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21721.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21721.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21721 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21721.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21498.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21498.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21498 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21498.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Programs Until October 31, 2019 https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21493.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21493.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21493 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21493.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., BOX Options Exchange LLC, Cboe C2 Options Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami International Securities Exchange, LLC, MIAX EMERALD, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American, LLC, NYSE Chicago, Inc. and NYSE National, Inc. https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21492.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21492.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21492 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21492.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21474.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21474.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21474 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21474.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21473.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21473.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21473 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21473.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21472.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21472.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21472 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21472.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21471.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-21471.html Thu, 03 Oct 2019 00:00:00 -0700 2019-21471 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-21471.pdf Proposed Rule - Update of Statistical Disclosures for Bank and Savings and Loan Registrants https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-20491.html https://regulations.justia.com/regulations/fedreg/2019/10/03/2019-20491.html Thu, 03 Oct 2019 00:00:00 -0700 2019-20491 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-03/pdf/2019-20491.pdf