<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/10/01?registers=between Thu, 21 Nov 2024 19:32:20 -0800 Thu, 21 Nov 2024 19:32:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/10/01?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to List and Trade Shares of the Innovator-100 Buffer ETF Series, Innovator Russell 2000 Buffer ETF Series, Innovator-100 Power Buffer ETF Series, Innovator Russell 2000 Power Buffer ETF Series, Innovator-100 Ultra Buffer ETF Series, and Innovator Russell 2000 Ultra Buffer ETF Series Under Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21246.html https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21246.html Tue, 01 Oct 2019 00:00:00 -0700 2019-21246 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-01/pdf/2019-21246.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Adopt Rule 6.49B, Off-Floor RWA Transfers https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21244.html https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21244.html Tue, 01 Oct 2019 00:00:00 -0700 2019-21244 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-01/pdf/2019-21244.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule, at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21242.html https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21242.html Tue, 01 Oct 2019 00:00:00 -0700 2019-21242 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-01/pdf/2019-21242.pdf