Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/10/01?limit=200&registers=between&mode=atom 2024-11-21T18:14:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21246.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to List and Trade Shares of the Innovator-100 Buffer ETF Series, Innovator Russell 2000 Buffer ETF Series, Innovator-100 Power Buffer ETF Series, Innovator Russell 2000 Power Buffer ETF Series, Innovator-100 Ultra Buffer ETF Series, and Innovator Russell 2000 Ultra Buffer ETF Series Under Rule 14.11(i) 2019-10-01T00:00:00-07:00 2019-10-01T00:00:00-07:00 2019-21246 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-01/pdf/2019-21246.pdf https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21244.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Adopt Rule 6.49B, Off-Floor RWA Transfers 2019-10-01T00:00:00-07:00 2019-10-01T00:00:00-07:00 2019-21244 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-01/pdf/2019-21244.pdf https://regulations.justia.com/regulations/fedreg/2019/10/01/2019-21242.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule, at Equity 7, Section 3 2019-10-01T00:00:00-07:00 2019-10-01T00:00:00-07:00 2019-21242 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-01/pdf/2019-21242.pdf