Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/09/27?limit=200&registers=between&mode=atom 2024-05-22T02:59:11-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21095.html Notice - Sunshine Act Meeting; Cancellation 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-21095 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-21095.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-21030.html Notice - Core Alternative Capital, LLC, Listed Funds Trust, and Quasar Distributors, LLC 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-21030 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-21030.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20974.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.21 (Solicitation Auction Mechanism) 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20974 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20974.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20971.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k) 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20971 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20971.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20970.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20970 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20970.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20969.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change To Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20969 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20969.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20968.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20968 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20968.pdf