Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/09/16?limit=200&registers=between&mode=atom 2024-11-25T05:04:52-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/09/16/C1-2019-18999.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Revise the Remove and Adding Liquidity Tiers for Tape B and C Securities 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 C1-2019-18999 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/C1-2019-18999.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20092.html Notice - Sunshine Act Meetings 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-20092 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-20092.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20040.html Notice - Sunshine Act Meetings 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-20040 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-20040.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-20038.html Notice - Sunshine Act Meetings 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-20038 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-20038.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19979.html Notice - Investment Company Act Release No. 33622; File No. 812-15031 ETFis Series Trust I, et al.; Notice of Application 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19979 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19979.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19976.html Notice - Submission for OMB Review; Comment Request 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19976 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19976.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19975.html Notice - Proposed Collection; Comment Request 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19975 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19975.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19974.html Notice - Proposed Collection; Comment Request 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19974 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19974.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19973.html Notice - Submission for OMB Review; Comment Request 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19973 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19973.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19971.html Notice - Proposed Collection; Comment Request 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19971 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19971.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19905.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19905 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19905.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19904.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cboe Trade Match System 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19904 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19904.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19903.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of Invesco BulletShares ETFs 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19903 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19903.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19902.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Price Protections and Risk Controls 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19902 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19902.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19901.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding How Complex Orders Are Processed Through the Automated Improvement Mechanism and To Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19901 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19901.pdf https://regulations.justia.com/regulations/fedreg/2019/09/16/2019-19900.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.10(b) Regarding the Notice Requirement in Connection With Trading Permit Holders That Clear Market-Maker Trades 2019-09-16T00:00:00-07:00 2019-09-16T00:00:00-07:00 2019-19900 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-16/pdf/2019-19900.pdf