<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/09/12?registers=between Mon, 25 Nov 2024 05:05:22 -0800 Mon, 25 Nov 2024 05:05:22 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/09/12?registers=between Notice - Order Granting Application by Nasdaq BX, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to the Nasdaq Rule 1000 Series Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19716.html https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19716.html Thu, 12 Sep 2019 00:00:00 -0700 2019-19716 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-12/pdf/2019-19716.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of End-of-Day Indicative Values Via the Options Price Reporting Authority https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19706.html https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19706.html Thu, 12 Sep 2019 00:00:00 -0700 2019-19706 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-12/pdf/2019-19706.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Deposits Service Guide Relating to Procedures for the Deposit of Nontransferable Securities https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19704.html https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19704.html Thu, 12 Sep 2019 00:00:00 -0700 2019-19704 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-12/pdf/2019-19704.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, To Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19703.html https://regulations.justia.com/regulations/fedreg/2019/09/12/2019-19703.html Thu, 12 Sep 2019 00:00:00 -0700 2019-19703 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-12/pdf/2019-19703.pdf