<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/09/09?registers=between Wed, 22 May 2024 21:25:18 -0700 Wed, 22 May 2024 21:25:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/09/09?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19374.html https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19374.html Mon, 09 Sep 2019 00:00:00 -0700 2019-19374 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19374.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19335.html https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19335.html Mon, 09 Sep 2019 00:00:00 -0700 2019-19335 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19335.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 4120(c)(9) https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19334.html https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19334.html Mon, 09 Sep 2019 00:00:00 -0700 2019-19334 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19334.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19333.html https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19333.html Mon, 09 Sep 2019 00:00:00 -0700 2019-19333 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19333.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule To Establish Fees for the Execution of Retail and Retail Liquidity Provider Orders and To Eliminate Fee Code N From the Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19332.html https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19332.html Mon, 09 Sep 2019 00:00:00 -0700 2019-19332 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19332.pdf