Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/09/06?limit=200&registers=between&mode=atom 2024-11-22T01:16:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19241.html Notice - Proposed Collection; Comment Request 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19241 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19241.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19240.html Notice - Proposed Collection; Comment Request 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19240 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19240.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19239.html Notice - Submission for OMB Review; Comment Request 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19239 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19239.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19238.html Notice - Proposed Collection; Comment Request 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19238 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19238.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19237.html Notice - Submission for OMB Review; Comment Request 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19237 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19237.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19224.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable To Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19224 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19224.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19223.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19223 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19223.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19222.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable To Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19222 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19222.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19221.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19221 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19221.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19220.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19220 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19220.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19219.html Notice - Self-Regulatory Organizations; NYSE American, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19219 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19219.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19218.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19218 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19218.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19217.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To Amend the Listing Rule Applicable to Shares of the Aware Ultra-Short Duration Enhanced Income ETF 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19217 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19217.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19216.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19216 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19216.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19215.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19215 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19215.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19214.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19214 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19214.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19212.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19212 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19212.pdf https://regulations.justia.com/regulations/fedreg/2019/09/06/2019-19211.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2019-09-06T00:00:00-07:00 2019-09-06T00:00:00-07:00 2019-19211 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-06/pdf/2019-19211.pdf