Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/08/07?limit=200&registers=between&mode=atom 2024-12-27T09:06:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16901.html Notice - SEC Small Business Capital Formation Advisory Committee 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16901 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16901.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16859.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-location Services 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16859 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16859.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16858.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-location Services 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16858 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16858.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16857.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16857 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16857.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16856.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16856 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16856.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16855.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares California Short Maturity Muni Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i), Managed Fund Shares 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16855 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16855.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16854.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Family Member in Listing Rule 5605(a)(2) for Purposes of the Definition of Independent Director 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16854 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16854.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16853.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16853 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16853.pdf https://regulations.justia.com/regulations/fedreg/2019/08/07/2019-16819.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq BX, Inc., Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., Investors Exchange LLC, and Long-Term Stock Exchange, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules 2019-08-07T00:00:00-07:00 2019-08-07T00:00:00-07:00 2019-16819 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-07/pdf/2019-16819.pdf