Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/07/30?limit=200&registers=between&mode=atom 2024-11-27T09:45:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16098.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16098 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16098.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16097.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16097 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16097.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16096.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16096 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16096.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16095.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16095 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16095.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16094.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Relating to the Extension to Clients of CDSClear of the Fee Applicable by LCH SA on the Amount of Allocated Securities Collateral 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16094 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16094.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16093.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(a) 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16093 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16093.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16090.html Notice - Submission for OMB Review; Comment Request 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16090 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16090.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16089.html Notice - Proposed Collection; Comment Request 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16089 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16089.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16088.html Notice - Proposed Collection; Comment Request 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16088 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16088.pdf https://regulations.justia.com/regulations/fedreg/2019/07/30/2019-16086.html Notice - Liquid Strategies, LLC and Listed Funds Trust 2019-07-30T00:00:00-07:00 2019-07-30T00:00:00-07:00 2019-16086 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-30/pdf/2019-16086.pdf