Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/07/29?limit=200&registers=between&mode=atom 2024-11-23T15:51:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15982.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing Give Ups on the BX Options Market 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15982 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15982.pdf https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15975.html Notice - The Guardian Insurance & Annuity Company, Inc., et al. 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15975 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15975.pdf https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15973.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Nasdaq Options Market To Modify the Give Up of a Clearing Participant by a Participant on NOM Transactions 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15973 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15973.pdf https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15972.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Rules To Permit Cboe Trading, Inc. To Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15972 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15972.pdf https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15971.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15971 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15971.pdf https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15968.html Notice - Zacks Investment Management, Inc. and Zacks Trust 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15968 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15968.pdf https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15955.html Notice - Zacks Investment Management, Inc. and Zacks Trust 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15955 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15955.pdf https://regulations.justia.com/regulations/fedreg/2019/07/29/2019-15954.html Notice - PFS Funds and Castle Investment Management, LLC.; Notice of Application 2019-07-29T00:00:00-07:00 2019-07-29T00:00:00-07:00 2019-15954 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-29/pdf/2019-15954.pdf