<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/07/19?registers=between Sat, 23 Nov 2024 16:36:10 -0800 Sat, 23 Nov 2024 16:36:10 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/07/19?registers=between Notice - 1WS Credit Income Fund and 1WS Capital Advisers, LLC https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15430.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15430.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15430 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15430.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform (“EDGX Equities”) To Adopt a “Retail Volume Tier” for Firms That Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15348.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15348.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15348 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15348.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15347.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15347.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15347 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15347.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15346.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15346.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15346 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15346.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15345.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15345.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15345 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15345.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15344.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15344.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15344 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15344.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15340.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15340.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15340 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15340.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15338.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15338.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15338 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15338.pdf Notice - Voya Retirement Insurance and Annuity Company et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15335.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15335.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15335 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15335.pdf