<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/26?registers=between Sat, 23 Nov 2024 13:30:44 -0800 Sat, 23 Nov 2024 13:30:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/26?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Move Certain Current Rules From the Exchange's Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13541.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13541.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13541 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13541.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Introduce a Liquidity Provider Protection on EDGA https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13537.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13537.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13537 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13537.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 7.31 To Add a New Order Type, Capital Commitment Order, Modify the Market Order and the Last Sale Peg Modifier, and Make Related Changes to NYSE Rules 7.16, 7.18, 7.34, 7.36, and 7.37 https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13536.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13536.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13536 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13536.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules 104 and 36 To Require Communications From a Designated Market Maker (“DMM”) to a Designed Senior Representative of an Issuer of Registered Listed Securities https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13535.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13535.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13535 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13535.pdf Notice - Guinness Atkinson Asset Management, Inc. and Guinness Atkinson Funds https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13528.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13528.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13528 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13528.pdf Proposed Rule - Concept Release on Harmonization of Securities Offering Exemptions https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13255.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13255.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13255 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13255.pdf