Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/24?limit=200&registers=between&mode=atom 2024-11-27T07:10:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13310.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Updating Its Rule 21.1(h) To Allow for a User To Elect That a Bulk Message Opt-Out of the Display-Price Sliding Process, as Well as be Subject to the Lock-Only Display-Price Sliding Process 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13310 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13310.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13309.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change of Amendments To Define “Net Position Information in DMM Securities” in NYSE Rule 98(c)(5) and the “the Position of the DMM Unit” in NYSE Rule 104(g)(1)(B) 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13309 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13309.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13308.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive, Clarifying Changes to Options 7 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13308 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13308.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13307.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13307 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13307.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13306.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 (Minimum Increments), To Extend Through December 31, 2019 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13306 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13306.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13305.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate ISE's Rules From Their Current Place in the Rulebook Into the New Rulebook Shell 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13305 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13305.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13304.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1034 To Extend Through December 31, 2019 or the Date of Permanent Approval, if Earlier, the Penny Pilot Program in Options Classes in Certain Issues 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13304 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13304.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13299.html Notice - Submission for OMB Review; Comment Request 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13299 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13299.pdf https://regulations.justia.com/regulations/fedreg/2019/06/24/2019-13298.html Notice - Submission for OMB Review; Comment Request 2019-06-24T00:00:00-07:00 2019-06-24T00:00:00-07:00 2019-13298 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-24/pdf/2019-13298.pdf