<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/20?registers=between Sat, 23 Nov 2024 14:33:50 -0800 Sat, 23 Nov 2024 14:33:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/20?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Disapproving a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders From 300 to 100 and To Enable the Exchange To Exercise Discretion To Allow Special Purpose Acquisition Companies a Reasonable Time Period Following a Business Combination to Demonstrate Compliance With the Applicable Quantitative Listing Standards https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13075.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13075.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13075 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13075.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operational Arrangements Relating to Transfer Agent and Trustee Notices https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13074.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13074.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13074 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13074.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13073.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13073.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13073 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13073.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 2, To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13072.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13072.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13072 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13072.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13071.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13071.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13071 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13071.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13070.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13070.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13070 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13070.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Allow the Cambria Tail Risk ETF, a Series of the Cambria ETF Trust, To Hold Listed Options Contracts in a Manner That Does Not Comply With Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13069.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13069.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13069 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13069.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13056.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13056.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13056 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13056.pdf