Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/20?limit=200®isters=between&mode=atom2024-11-23T15:01:55-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13075.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Disapproving a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders From 300 to 100 and To Enable the Exchange To Exercise Discretion To Allow Special Purpose Acquisition Companies a Reasonable Time Period Following a Business Combination to Demonstrate Compliance With the Applicable Quantitative Listing Standards2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13075Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13075.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13074.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operational Arrangements Relating to Transfer Agent and Trustee Notices2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13074Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13074.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13073.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF Under NYSE Arca Rule 8.600-E2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13073Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13073.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13072.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 2, To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13072Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13072.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13071.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13071Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13071.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13070.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13070Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13070.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13069.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Allow the Cambria Tail Risk ETF, a Series of the Cambria ETF Trust, To Hold Listed Options Contracts in a Manner That Does Not Comply With Rule 14.11(i), Managed Fund Shares2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13069Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13069.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13056.htmlNotice - Proposed Collection; Comment Request2019-06-20T00:00:00-07:002019-06-20T00:00:00-07:002019-13056Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13056.pdf