Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/18?limit=200&registers=between&mode=atom 2024-11-27T07:06:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12890.html Notice - Proposed Collection; Comment Request 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12890 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12890.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12889.html Notice - Proposed Collection; Comment Request 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12889 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12889.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12888.html Notice - Proposed Collection; Comment Request 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12888 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12888.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12887.html Notice - Proposed Collection; Comment Request 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12887 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12887.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12886.html Notice - Proposed Collection; Comment Request 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12886 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12886.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12885.html Notice - Proposed Collection; Comment Request 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12885 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12885.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12884.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12884 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12884.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12883.html Notice - Axonic Alternative Income Fund and Axonic Capital LLC 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12883 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12883.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12788.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Definition of Family Member in Listing Rule 5605(a)(2) for Purposes of the Definition of Independent Director 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12788 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12788.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12787.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check With Respect to Limit Orders in Rule 21.17 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12787 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12787.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12786.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Publication of a Circular Regarding the Interpretation of References to EU Legislation in the Clearing Rules Post-Brexit 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12786 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12786.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12785.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12785 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12785.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12781.html Notice - Wahed Invest LLC, et al. 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12781 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12781.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12779.html Notice - Vertical Capital Income Fund and Oakline Advisors, LLC 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12779 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12779.pdf https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12778.html Notice - Pioneer ETF Series Trust I, et al. 2019-06-18T00:00:00-07:00 2019-06-18T00:00:00-07:00 2019-12778 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12778.pdf