<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/18?registers=between Sat, 27 Apr 2024 20:18:34 -0700 Sat, 27 Apr 2024 20:18:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/18?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12890.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12890.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12890 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12890.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12889.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12889.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12889 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12889.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12888.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12888.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12888 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12888.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12887.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12887.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12887 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12887.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12886.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12886.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12886 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12886.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12885.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12885.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12885 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12885.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12884.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12884.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12884 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12884.pdf Notice - Axonic Alternative Income Fund and Axonic Capital LLC https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12883.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12883.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12883 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12883.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Definition of Family Member in Listing Rule 5605(a)(2) for Purposes of the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12788.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12788.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12788 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12788.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check With Respect to Limit Orders in Rule 21.17 https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12787.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12787.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12787 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12787.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Publication of a Circular Regarding the Interpretation of References to EU Legislation in the Clearing Rules Post-Brexit https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12786.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12786.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12786 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12786.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12785.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12785.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12785 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12785.pdf Notice - Wahed Invest LLC, et al. https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12781.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12781.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12781 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12781.pdf Notice - Vertical Capital Income Fund and Oakline Advisors, LLC https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12779.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12779.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12779 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12779.pdf Notice - Pioneer ETF Series Trust I, et al. https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12778.html https://regulations.justia.com/regulations/fedreg/2019/06/18/2019-12778.html Tue, 18 Jun 2019 00:00:00 -0700 2019-12778 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-18/pdf/2019-12778.pdf