<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/13?registers=between Wed, 27 Nov 2024 08:26:09 -0800 Wed, 27 Nov 2024 08:26:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/13?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12551.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12551.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12551 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12551.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12515.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12515.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12515 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12515.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.21 (Solicitation Auction Mechanism) https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12453.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12453.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12453 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12453.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Additional Requirements for Listings in Connection With an Offering Under Regulation A of the Securities Act https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12452.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12452.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12452 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12452.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check for Simple Orders in Rule 6.14 https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12451.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12451.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12451 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12451.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Registration of Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12450.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12450.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12450 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12450.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12449.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12449.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12449 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12449.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12448.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12448.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12448 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12448.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12447.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12447.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12447 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12447.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12446.html https://regulations.justia.com/regulations/fedreg/2019/06/13/2019-12446.html Thu, 13 Jun 2019 00:00:00 -0700 2019-12446 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-13/pdf/2019-12446.pdf