<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/12?registers=between Sat, 23 Nov 2024 14:02:40 -0800 Sat, 23 Nov 2024 14:02:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/12?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(3) and To Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities https://regulations.justia.com/regulations/fedreg/2019/06/12/C1-2019-11446.html https://regulations.justia.com/regulations/fedreg/2019/06/12/C1-2019-11446.html Wed, 12 Jun 2019 00:00:00 -0700 C1-2019-11446 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/C1-2019-11446.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12423.html https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12423.html Wed, 12 Jun 2019 00:00:00 -0700 2019-12423 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/2019-12423.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through December 31, 2019 https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12343.html https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12343.html Wed, 12 Jun 2019 00:00:00 -0700 2019-12343 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/2019-12343.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12341.html https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12341.html Wed, 12 Jun 2019 00:00:00 -0700 2019-12341 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/2019-12341.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Order Routing Rule in BX Chapter VI, Section 11 https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12339.html https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12339.html Wed, 12 Jun 2019 00:00:00 -0700 2019-12339 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/2019-12339.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12337.html https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12337.html Wed, 12 Jun 2019 00:00:00 -0700 2019-12337 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/2019-12337.pdf Notice - Self-Regulatory Organizations; Miami PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12336.html https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12336.html Wed, 12 Jun 2019 00:00:00 -0700 2019-12336 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/2019-12336.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12335.html https://regulations.justia.com/regulations/fedreg/2019/06/12/2019-12335.html Wed, 12 Jun 2019 00:00:00 -0700 2019-12335 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-12/pdf/2019-12335.pdf