<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/10?registers=between Wed, 27 Nov 2024 07:35:07 -0800 Wed, 27 Nov 2024 07:35:07 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/10?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12328.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12328.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12328 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12328.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12097.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12097.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12097 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12097.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Options Rules Under Chapter IV, Securities Traded on NOM https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12093.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12093.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12093 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12093.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3, Which Governs Pricing for Phlx Members Using the Nasdaq PSX System https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12092.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12092.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12092 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12092.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Make a Modification to the Execution Requirements for Complex Customer Cross Orders https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12091.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12091.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12091 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12091.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12090.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12090.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12090 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12090.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12089.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12089.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12089 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12089.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) To Adopt Pricing for the Recently Adopted SCAR Routing Strategy https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12086.html https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12086.html Mon, 10 Jun 2019 00:00:00 -0700 2019-12086 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12086.pdf