Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/10?limit=200&registers=between&mode=atom 2024-11-27T07:57:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12328.html Notice - Sunshine Act Meetings 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12328 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12328.pdf https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12097.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12097 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12097.pdf https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12093.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Options Rules Under Chapter IV, Securities Traded on NOM 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12093 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12093.pdf https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12092.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3, Which Governs Pricing for Phlx Members Using the Nasdaq PSX System 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12092 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12092.pdf https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12091.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Make a Modification to the Execution Requirements for Complex Customer Cross Orders 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12091 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12091.pdf https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12090.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12090 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12090.pdf https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12089.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12089 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12089.pdf https://regulations.justia.com/regulations/fedreg/2019/06/10/2019-12086.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) To Adopt Pricing for the Recently Adopted SCAR Routing Strategy 2019-06-10T00:00:00-07:00 2019-06-10T00:00:00-07:00 2019-12086 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-10/pdf/2019-12086.pdf