Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/28?limit=200&registers=between&mode=atom 2024-11-25T08:09:48-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10997.html Notice - Notice Establishing the Commencement and Termination Dates of the Pre-Pilot Period of the Transaction Fee Pilot for National Market System Stocks 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10997 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10997.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10989.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Membership Policy 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10989 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10989.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10988.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of JPMorgan Income Builder Blend ETF Under NYSE Arca Rule 8.600-E 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10988 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10988.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10987.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10987 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10987.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10986.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10986 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10986.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10985.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10985 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10985.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10983.html Notice - Proposed Collection; Comment Request 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10983 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10983.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10982.html Notice - Proposed Collection; Comment Request 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10982 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10982.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10981.html Notice - Proposed Collection; Comment Request 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10981 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10981.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10975.html Notice - BlackRock Capital Investment Corporation, et al. 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-10975 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-10975.pdf https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-09472.html Proposed Rule - Amendments to Financial Disclosures About Acquired and Disposed Businesses 2019-05-28T00:00:00-07:00 2019-05-28T00:00:00-07:00 2019-09472 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-05-28/pdf/2019-09472.pdf