Securities and Exchange Commission May 24, 2019 – Federal Register Recent Federal Regulation Documents

Submission for OMB Review; Comment Request
Document Number: 2019-10844
Type: Notice
Date: 2019-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-10843
Type: Notice
Date: 2019-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-10842
Type: Notice
Date: 2019-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements
Document Number: 2019-10016
Type: Proposed Rule
Date: 2019-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') is proposing a number of actions to address the cross- border application of certain security-based swap requirements under the Securities Exchange Act of 1934 (``Exchange Act'') that were added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act'').
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